Price list for Investment banking
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| 1. Brokerage |
| 1.1. |
1.1. Purchase and sell financial instruments on Slovenian market and markets in Germany, USA, Austria, France, Nederland, Swiss, Spain, Great Britain, Ireland, Belgium, Sweden, Denmark, Finland, Italy, Norway, Greece, Luxemburg, Japan, Canada and Australia |
|
| |
til 4500 EUR
|
1,00 %
|
| |
above 4500 EUR till 22000 EUR |
0,90 %
|
| |
above 22000 EUR till 84000 EUR |
0,80 % |
| |
above 84000 EUR till 210000 EUR |
0,70% |
| |
above 210000 EUR |
0,50% |
| |
minimal commission in Slovenia
|
15 EUR |
| |
minimal commission on others markets
|
40 EUR |
| 1.2. |
Purchase and sell financial instruments on Hong Kong, South Africa, New Zealand, Singapore, Thailand, Indonesia, Turkey markets |
1,20% |
| |
minimal commission |
80 EUR |
| 1.3. |
Purchase and sell financial instruments on Romania, Bulgaria, Poland, Hungary, Czech, Slovakia, Lithuania, Estonia, Russia, Ukraine, Israel markets |
1,20 % |
| |
minimal commission |
100 EUR |
| 1.4. |
Purchase and sell financial instruments on Croatia market
|
1% |
| |
minimal commission |
40 EUR
|
| 1.5. |
Purchase and sell financial instruments on Republic of Serbia, Bosnia and Herzegovina and Serbian markets
|
1,40% |
| |
minimal commission |
40 EUR |
| |
additional |
|
| |
money transfer to abroad |
0,16% |
| |
money transfer from abroad |
0,25% |
| |
money settlement – according to foreign bank pricelist |
|
| 1.6. |
Purchase and sell financial instruments on Macedonian market 1,4 %
|
1,4 % |
| |
minimal commission |
40 EUR |
| |
payment fee |
17 EUR |
| 1.7. |
Purchase and sell bonds in Serbia |
1,20% |
| |
Purchase and sell equities in Serbia |
1,40% |
| |
minimal commission |
40 EUR |
| |
Purchase and sell bonds in Serbia |
1,2 % |
| |
Purchase and sell equities in Serbia |
1,4 % |
| |
minimal commission |
40 EUR |
| |
additional |
|
| |
tax on ownership transfer (sell) |
0,3 % |
| |
money settlement – according to foreign bank pricelist |
0,18 % |
*on some markets (Ireland, Great Britain, Switzerland, Thailand, Hong Kong, South Africa, Indonesia) additional stamp duty fax is charged.
**The Investment Banking Departments are authorised to define lower commissions (below 0,5%) also in other extraordinary cases.
| 2. Primary subscription for Raiffeisen Centrobank certificates |
|
| |
Buy |
according to subscription conditions or max. 3 % |
| |
sell on foreign market |
1% oz. min. 20 EUR |
| 3.Found management commission |
|
| Raiffeisen Capital Management |
entry commission |
| 1. |
Raiffeisen-EuroShortTerm-Rent |
1% |
| 2. |
Raiffeisen-Global-Rent |
3% |
| 3. |
Raiffeisen-EuroPlus-Rent
|
2,50% |
| 4. |
Raiffeisen-Euro-Corporates |
3% |
| 5. |
Raiffeisen-Osteuropa-Rent |
3% |
| 6. |
Raiffeisen-Global-Mix
|
3% |
| 7. |
Raiffeisen-Global-Aktien
|
4% |
| 8. |
Raiffeisen-Europa-Aktien
|
4% |
| 9. |
Raiffeisen-Osteuropa-Aktien
|
5% |
| 10. |
Raiffeisen-Eurasien-Aktien
|
5% |
| 11. |
Raiffeisen-US-Aktien
|
4% |
| 12. |
Raiffeisen-EmergingMarkets-Aktien |
5% |
| 13. |
Raiffeisen-Pazifik-Aktien |
4% |
| 14. |
Raiffeisen-Energie-Aktien |
5% |
| 15. |
Raiffeisen-HealthCare-Aktien |
5% |
| 16. |
Raiffeisen-A.R.-Global-Balanced |
3% |
| 17. |
Raiffeisen-TopSelection-Garantie |
4% |
| 18. |
Raiffeisen-TopDividende-Aktien |
4% |
| 19. |
Raiffeisen-Europa-SmallCap |
5% |
| 20. |
Raiffeisen-Russland Aktien |
5% |
| 21. |
Raiffeisen-Infrastruktur-Aktien |
4% |
Allianz Global Investors
|
entry commission
|
| 1. |
Allianz RCM Enhanced Money Market - AT – EUR |
0% |
| 2. |
Allianz PIMCO Euro Bond - AT - EUR
|
3% |
| 3. |
Allianz RCM Growing Markets Protect - AT - EUR |
4% |
| 4. |
Allianz RCM Global Equity - AT - EUR
|
5% |
| 5. |
Allianz RCM Europe Equity Growth - AT - EUR
|
5% |
| 6. |
Allianz RCM Global Agricultural Trends - AT - EUR
|
5% |
| 7. |
Allianz-dit Global EcoTrends - AT - EUR
|
5% |
| 8. |
Allianz RCM Oriental Income - AT - USD
|
5% |
| 9. |
Allianz RCM BRIC Equity - AT - EUR
|
5% |
| 10. |
Allianz Tactical Asset Allocation Euroland - AT - EUR
|
5% |
Deka Investmentfonds
|
entry commission
|
| 1. |
Deka Convergence Renten |
3,75% |
| 2. |
Deka Convergence Aktien
|
3,75% |
| 3. |
Deka MiddleEast and Africa |
3,75% |
On lump-sum payment above 10.000 EUR we offer 25 % discount for entrance commission.
On lump-sum payment above 30.000 EUR we offer 50 % discount for entrance commission.
For investors whose common amount in Raiffeisen Capital Management, Allianz Global Investors and Deka Investmentfonds funds is over 10.000 € we acknowledgment 25 % discount on every additional entering commission.
For investors whose common amount in Raiffeisen Capital Management funds is over 30.000 € we acknowledgment 50 % discount on every additional enterance commission.
For crossing between fund within the same asset management company we charge no entrance commission, except in case off crossing from money funds EuroShortTerm-Rent and Allianz RCM Enhanced Money Market.
| 4. Assets under management |
| 4.1 |
Domestic market |
|
| |
actual Exchange and KDD cost |
|
| |
compensation for assets under management |
0,17% monthly + VAT |
| |
Yearly distribution of income when portfolio profitability excess + 3%, at a ratio 90% customer: 10% Raiffeisen Banka d.d. |
|
| 4.2 |
Foreign markets |
|
| |
purchase and sell financial instruments on West European markets and in USA |
0,3% min 20 EUR
|
| |
purchase and sell financial instruments – Japan |
0,4 % min 20 EUR
|
| |
purchase and sell financial instruments – Serbia, Croatia, Bosnia and Herzegovina, Republic of Serbia
|
1,0 % min 20 EUR
|
| |
purchase and sell financial instruments on others markets
Additional costs (money transfer, payment settlement,etc.) on individual markets may be charged according to the pricelist. |
1,0 % minimalna provizija v skladu s cenikom
|
| |
compensation for assets under management |
0,17% mesečno DDV |
| |
Yearly distribution of income when portfolio profitability excess + 3%, at a ratio 90% customer: 10% Raiffeisen Banka d.d. |
|
| |
buy mutual Raiffeisen founds – entrance commission is reduced for 50% |
|
| |
Custody and settlement on foreign exchanges – according to bank pricelist |
| 5. Assets under management – Private Banking |
| 5.1 |
Account maintenance |
100 EUR/per annum |
| 5.2 |
Brokerage |
|
| |
purchase and sell of financial instruments - securities ( Slovenia) |
0,70% min 15 EUR
|
| |
purchase and sell of financial instruments - securities (West Europe and USA) |
0,70% min 20 EUR
|
| |
purchase and sell of financial instruments – securities (Japan) |
0,80 % min 20 EUR |
| |
purchase and sell of financial instruments - Serbia, Croatia, Bosnia in Herzegovina and Republic of Serbia |
1,0% min 20 EUR |
| |
purchase and sell of financial instruments - bonds (developing markets and Slovenia) |
0,50 %
|
| |
purchase and sell of financial instruments on other markets according to pricelist |
1 % min commission
|
| |
in the case of specific markets additional cost (money transfer, settlement, etc.) is charged according to the bank pricelist. |
| 5.3 |
Custody and settlements on foreign exchange markets |
according to the bank pricelist |
| 5.4 |
Raiffeisen Capital Funds |
|
| |
Purchase of Raiffeisen founds |
entrance commission is reduced to 50%. |
6. Compensation for equities on domestic markets
|
| |
Compensation for equity and investment coupons maintenance
|
0,025 % per annum; Minimal 6 EUR per annum
|
Compensation for portfolio maintenance will be charged on yearly basis if the compensation commission on quarterly basis is lower than 25 eur. In that case the compensation commission on quarterly basis is higher, we will charge commission quarterly. Compensation is calculated on average value of the portfolio.
| 7. Custody and settlement on foreign markets |
| |
|
|
| 7.2 |
Safe keeping fee: |
|
| 7.2.1 |
Raiffeisen Capital Management founds |
0,03 % per annum |
| 7.2.2 |
Eurobonds, Germany, Austria, USA, France, Nederland, Switzerland, Spain, Great Britain, Ireland, Belgium, Sweden, Denmark, Finland, Italy, Luxemburg, Norway, Greece, Japan, Canada, Australia, Nova Zeeland |
0,12 % per annum |
| 7.2.3 |
Hong Kong, South Africa, Singapore, Thailand, Indonesia, Turkey, Bosnia in Herzegovina, Republic of Serbia, Croatia, Macedonia in Serbia, |
0,25 % per annum |
| 7.2.4 |
Romania, Bulgaria, Hungarian, Poland, Czech, Slovakia, Lithuania, Estonia, Latvia, Russia, Ukraine, Israel |
0,70 % per annum |
| |
Safe keeping fee is charged once per year based on the portfolio value at the end of quarters. |
| 7.3 |
Single transaction cost, based on a foreign stock exchange deal |
20 EUR + cost based on a foreign stock exchange deal
|
| 7.4 |
mortgage entry/cancellation deal |
20 EUR + cost based on a foreign stock exchange |
| 7.5 |
corporative action (stock split, takeovers, merger, etc.) on foreign markets
|
actual cost + 0,5% from value or minimal 15 EUR |
| 7.6 |
tax reclaim
|
20 EUR + cost based on a foreign stock exchange deal
|
| 8. Services of opening and mainenance of non-materialized security accounts with KDD |
| |
Opening a trading account for non-materialized securities |
13,77 EUR |
| |
Keeping an account for one year for retail customer
Keeping an account for one year for corporate client
|
6,51 EUR
50 EUR |
Bank is charging the Account maintenance for non materialized securities per annum for all accounts opened with KDD with the portfolio value more than zero (0). The actual year is not necessarily calendar year. Bank can charge client compensation also in the case that portfolio value is zero, if client expressly wish to keep account open.
| 9. Services: transfer between trading accounts, entry and cancellation of lien and takeover bid |
| 9.1 |
Transfer from registration to trade account |
2,20 EUR |
| 9.2 |
Transfer between trading accounts; and mortgage entry/cancellation – organized market |
6,6 EUR + 0,0374% security single price x security number (minimal 11 EUR) |
| 9.3 |
Transfer between trading accounts; and mortgage entry/cancellation – unorganized market |
|
| |
entry by client up to 499 securities |
11 EUR |
| |
entry by client from 500 to 4999 securities |
14,87 EUR |
| |
entry by client from 5000 to 9999 securities |
23,40 EUR |
| |
entry by client over 10000 securities |
48,75 EUR |
| 9.4 |
Acceptance of takeover bid |
|
| |
up to 499 securities |
11 EUR |
| |
from 500 to 4.999 securities |
14,87 EUR |
| |
from 5.000 to 9.999 securities |
23,40 EUR |
| |
over 10.000 securities |
48,75 EUR |
| 9.5 |
Entry and cancellation of lien for Raiffeisen funds |
15 EUR |
| 9.6 |
Investment coupons transfer (inheritance) |
15 EUR |
| 10. Other services |
| |
copy of document from bank archive |
4,17 EUR 20 % DDV |
| |
confirmation about lien entry |
4,17 EUR 20 % DDV |
| |
tax forecast
|
12,52 EUR + 20 % DDV
|
| |
additional documents for tax forecast over 5 pages
|
0,83 EUR + 20 % DDV |
| |
Investment consultancy services |
41,73 EUR/ uro + 20 % DDV |
Pursuant to Article 44, item 4e, of the Value Added Tax Act the securities operation and services connected with the securities operation (save the investment consultancy and securities management) are VAT exempt.
Raiffeisen Banka d.d. - Investment Banking department reserves the right to change the price list.
Maribor, 24.03.2009
RAIFFEISEN BANKA d.d.
